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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549   
 
 
FORM 8-K
 
 
CURRENT REPORT
 
Pursuant to Section 13 Or 15(d) Of
The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): December 19, 2023
 
U.S. GLOBAL INVESTORS, INC.
(Exact name of registrant as specified in its charter)
 
Texas
0-13928
74-1598370
(State of other jurisdiction of
incorporation) 
(Commission File Number)
(IRS Employer Identification No.)
 
7900 Callaghan Road, San Antonio, Texas 78229
(Address of principal executive offices)  (Zip Code)
 
Registrant's telephone number, including area code: 210-308-1234
 
 
(Former name or former address, if changed since last report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR230.425)
 
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR240.14a-12)
 
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Class A common stock, $0.25 par value per share
GROW
NASDAQ Capital Market
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1934 (§240.12b-2 of this chapter)
 
Emerging growth company ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐  
 
 
 
 
Item 8.01 Other Events.
 
On December 19, 2023, U.S. Global Investors, Inc. issued a press release announcing the continuation of monthly GROW Dividends and provides update on Gold. A copy of the press release is attached and being furnished as Exhibit 99.1.
 
 
Item 9.01 — Financial Statement and Exhibits
 
(d) Exhibits
 
Exhibit 99.1 – Press Release issued by U.S. Global Investors, Inc. dated December 19, 2023.
Exhibit 104 - Cover Page Interactive Data File (embedded within the Inline XBRL document)
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. 
U.S. Global Investors, Inc.
By:
/s/ Lisa Callicotte
Lisa Callicotte
Chief Financial Officer
 
Dated:     December 20, 2023