EX-FILING FEES 15 d470905dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit 107.1

Calculation of Filing Fee Tables

Form S-3

(Form Type)

Citigroup Inc.

Citigroup Global Markets Holdings Inc.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
    

Security

Type

  

Security

Class

Title

  

Fee

Calculation

or Carry

Forward

Rule

  

Amount

Registered

  

Proposed

Maximum

Offering

Price Per

Unit

  

Maximum

Aggregate

Offering

Price

  

Fee

Rate

  

Amount of

Registration

Fee

  

Carry

Forward

Form

Type

  

Carry

Forward

File

Number

  

Carry

Forward

Initial

Effective

Date

  

Filing Fee

Previously

Paid In

Connection

with

Unsold

Securities

to be

Carried

Forward

 
Newly Registered Securities
                         

Fees to Be

Paid

   Debt   Debt Securities of Citigroup Inc.   Rule 456(b) and Rule 457(r)   (1)(2)    (1)(2)    (1)(2)    (3)    (3)           
                         
    Equity   Common Stock Warrants of Citigroup Inc.   Rule 456(b) and Rule 457(r)   (1)(2)    (1)(2)    (1)(2)    (3)    (3)           
                         
    Other   Index Warrants of Citigroup Inc.   Rule 456(b) and Rule 457(r)   (1)(2)    (1)(2)    (1)(2)    (3)    (3)           
                         
    Equity   Preferred Stock of Citigroup Inc.   Rule 456(b) and Rule 457(r)   (1)(2)    (1)(2)    (1)(2)    (3)    (3)           
                         
    Equity   Depository Shares of Citigroup Inc.   Rule 456(b) and Rule 457(r)   (1)(2)    (1)(2)    (1)(2)    (3)    (3)           
                         
    Equity   Common Stock of Citigroup Inc.   Rule 456(b) and Rule 457(r)   (1)(2)    (1)(2)    (1)(2)    (3)    (3)           
                         
    Other   Stock Purchase Contracts of Citigroup Inc.   Rule 456(b) and Rule 457(r)   (1)(2)    (1)(2)    (1)(2)    (3)    (3)           
                         
    Other   Stock Purchase Units of Citigroup Inc.   Rule 456(b) and Rule 457(r)   (1)(2)    (1)(2)    (1)(2)    (3)    (3)           
                         
    Debt   Debt Securities of Citigroup Global Markets Holdings Inc.   Rule 456(b) and Rule 457(r)   (1)(2)    (1)(2)    (1)(2)    (3)    (3)           
                         
    Other   Citigroup Inc. Guarantees of Debt Securities of Citigroup Global Markets Holdings Inc.(4)   Rule 456(b) and Rule 457(r)   (1)(2)    (1)(2)    (1)(2)    (3)    (3)           
                         
    Other   Debt securities, index warrants, preferred stock and depositary shares of Citigroup Inc.’s corporate predecessors, capital securities of the Additional Registrant listed in this Registration Statement, and Citigroup Inc. guarantees of debt securities and capital securities of Citigroup Global Markets Holdings Inc., the Additional Registrant and Citigroup Inc.’s corporate predecessors   Rule 456(b) and Rule 457(r)   (1)(2)    (1)(2)    (1)(2)    (3)    (3)           
                         

Fees

Previously

Paid

   N/A   N/A   N/A   N/A   N/A   N/A   N/A   N/A          
 
Carry Forward Securities
                         

Carry

Forward

Securities

   N/A   N/A   N/A   N/A     N/A       N/A   N/A   N/A   N/A
                   
     Total Offering Amounts     N/A     N/A          
                   
     Total Fees Previously Paid         N/A          
                   
     Total Fee Offsets         $1,460,805.23          
                   
     Net Fee Due               N/A                

Table 2: Fee Offset Claims and Sources

 

                       
    

Registrant

or Filer

Name

  

Form

or

Filing

Type

  

File

Number

  

Initial

Filing

Date

  

Filing

Date

  

Fee

Offset

Claimed

  

Security

Type

Associated

with Fee

Offset

Claimed

  

Security

Title

Associated

with Fee

Offset

Claimed

  

Unsold

Securities

Associated

with Fee

Offset

Claimed

  

Unsold

Aggregate

Offering

Amount

Associated

with Fee

Offset

Claimed

  

Fee

Paid

with

Fee

Offset

Source

 
Rules 457(b) and 0-11(a)(2)
                       
Fees Offset Claims   N/A   N/A   N/A   N/A   N/A   N/A   N/A   N/A   N/A   N/A   N/A
                       
Fees Offset Sources   N/A   N/A   N/A   N/A   N/A   N/A   N/A   N/A   N/A   N/A   N/A
 
Rule 457(p)
                       
Fees Offset Claims  

Citigroup Inc.

Citigroup Global Markets Holdings Inc.

   S-3   333-255302   April 16, 2021   N/A   $1,460,805.23(4)   Unallocated   (4)   (4)   $13,389,598,850   (1)
                       
Fees Offset Sources  

Citigroup Inc.

Citigroup Global Markets Holdings Inc.

   S-3   333-255302       April 16, 2021                       (1)

 

(1)

An unspecified aggregate initial offering price and number or amount of the securities of each identified class is being registered as may from time to time be offered at unspecified prices. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other securities or that are issued in units or represented by depositary shares. In accordance with Rules 456(b) and 457(r) under the Securities Act of 1933, as amended (the “Securities Act”), each issuer is deferring payment of all of the registration fee, except for $1,460,805.23 that may be offset pursuant to Rule 457(p) as described in footnote 4 below. In connection with the securities offered hereby, each issuer will pay “pay-as-you-go registration fees” in accordance with Rule 456(b) under the Securities Act, except with respect to the offset pursuant to Rule 457(p) as described in footnote 4.

(2)

Includes an unspecified number of securities that may be offered or sold by direct or indirect subsidiaries of the issuers in market-making transactions. These securities consist of an indeterminate amount of such securities that are initially being registered, and will initially be offered and sold, under this Registration Statement and an indeterminate number or amount of such securities that were initially registered, and were initially offered and sold, under registration statements previously filed by Citigroup Inc., its corporate predecessors, Citigroup Global Markets Holdings Inc., or the Additional Registrants. All such market-making transactions with respect to these securities that are made pursuant to a registration statement after the effectiveness of this Registration Statement are being made solely pursuant to this Registration Statement.

(3)

Pursuant to Rule 457(q) under the Securities Act, no separate registration fee is required for the registration of an indeterminate amount of securities to be offered solely for market-making purposes by direct or indirect subsidiaries of the issuers. No separate consideration will be received for the guarantees being registered on this Registration Statement, and pursuant to Rule 457(n) under the Securities Act, no separate registration fee is payable for such guarantees.

(4)

The Registrants previously registered an indeterminate amount of securities having an aggregate offering price of up to $90 billion pursuant to a Registration Statement on Form S-3 No. 333-255302, filed on April 16, 2021 and amended on May 7, 2021 (the “Prior Registration Statement”), and paid a total registration fee of $9,819,000. Pursuant to Rule 457(p), $1,460,805.23 of the registration fees paid in connection with a portion of the unsold securities registered on the Prior Registration Statement is being applied to this Registration Statement. The offering of such unsold securities from the Prior Registration Statement has been terminated.